Financial Intermediation Security Cover Image

Bezpieczeństwo pośrednictwa finansowego
Financial Intermediation Security

Author(s): Jan Krzysztof Solarz
Subject(s): Methodology and research technology, Financial Markets, Socio-Economic Research
Published by: Społeczna Akademia Nauk
Keywords: financial intermediation; fit and proper persons;

Summary/Abstract: The aim of this paper is articulated in 5 C’s framework to financial intermediation security. In order for security of financial intermediation, they must act in the best interest of consumers, all financial intermediation should embed and demonstrate a positive consumer focused culture which will allow consumers to have confidence in the financial decisions they are making and the firms they are dealing with. Regulatory obligations challenge financial intermediation firms where their focus is not on positive consumers outcomes and supervision body will take appropriate action to ensure that financial intermediation firms meet their statutory compliance standards.

  • Issue Year: 18/2017
  • Issue No: 9.2
  • Page Range: 157-169
  • Page Count: 13
  • Language: Polish