ETAPELE PROCESĂRII ÎN DEPARTAMENTUL DE OPERAŢIUNI
STEPS OF PROCESING IN THE DEPARTMENT OF OPERATIONS

Summary/Abstract: The difference between the two forms of the secondary capital market (stock exchange and the OTC market) shows when it comes to transactions location, market access, negotiation methods, judicial framework, and the rate for the negotiated assets. While in stock exchanges the transactions with financial assets are made in a limited space, like a building with a negotiation room, this is not the same for the OTC market. On the latter, the transactions are made at the offices of the financial companies that act like dealers (“at their counter”), the absence of a specific location, a building where the negotiation is performed, is a characteristic of this market. The access to the market in the stock exchanges is limited to the members of the stock market and to the assets that are accepted. The access is larger on the OTC markets, both for the clients, and for the assets that are traded.

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